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SEC7000

Course
SEC7000
Course Title
Series 7 Exam Prep

Description

Pass the  Series 7 licensing exam, with our intensive 5-day reivew course.  Our live course is designed to make your prep-time more productive and help you to understand difficult material.  Securities experts deliver material in a concise and easy-to-understand manner, while providing important topical insight and valuable exam tips and strategies. 

 
A Series 7 license qualifies a candidate for the solicitation, purchase, and/or sale of all securities products, including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts.  To take the Series 7 examination, you must be sponsored by a member firm of FINRA or a self-regulatory organization such as an exchange or state regulator.  

Content

1. Equity Securities

2. Debt Securities

3. Municipal Securities

4. Options

5. Customer Accounts

6. Margin Accounts

7. Issuing Securities

8. Trading Securiies

9. Brokerage Support Services

10. Investment Company Products

11. Retirement Plans

12. Variable Annuties

13. Direct Participatin Programs

14. Economics and Analysis

15. Ethics, Recommendations, and Taxation

16. US Government and State Rules and Regulations

17. Other SEC and SRO Rules and Regulations

Method of Instruction

Lecture

Evaluation

None